FINRA staff provide background on variable life settlements and transactions in related investment products, and discuss some requirements and potential risks. This podcast produced by FINRA Industry Education. Learn more at http://www.finra.org/education.Read full story
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FINRA Chairman and CEO Rick Ketchum discusses developments in the debt markets and highlights FINRA\’s regulatory priorities. Learn more at http://www.finra.org/education.Read full story
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Part II of this series focuses on issues related to communications with the public, fees and commissions, and other transaction types. Learn more at http://www.finra.org/education.Read full story
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FINRA staff discuss compliance education and training options that FINRA makes available to the industry.Read full story
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FINRA Chairman and CEO Rick Ketchum discusses how FINRA is responding to current issues facing both the industry and investors.Read full story
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The first podcast in a two-part series on FINRA\’s 2010 examination priorities, as addressed in FINRA\’s annual letter to firms.Read full story
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The second podcast in a two-part series on FINRA\’s 2010 examination priorities, as addressed in FINRA\’s annual letter to firms.Read full story
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Topix SEC NewsBy Peter Egwuatu & Providence Obuh In a bid to efficiently manage its Fund and to protect the interest of unit holders, Union Homes Real Estate Investment Trust Fund has established an investment committee members to drive the process of its operations.Read full story
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If you\’re looking for justice in the Gulf of Mexico oil disaster, you\’re likely to be disappointed.Read full story
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Main Category: Medicare / Medicaid / SCHIP Also Included In: Caregivers / Homecare Article Date: 05 Jul 2010 The Wall Street Journal : Amedisys and Almost Family, two home health care companies, said Thursday that they are the focus of a Securities and Exchange Commission investigation into their Medicare reimbursement practices, one month after …Read […]
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Article by Angelo Lercara, Kher Sheng Lee, Angelyn Lim, Jennifer Wood, Edward Pittman, Wendy Robbins Fox, Maggie Hau, Janice Houghton and Jeanette Wingler In response to a financial crisis of historic proportions, regulators around the world adopted short-term emergency measures in 2008, frequently involving restrictions on short selling of …Read full story
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Topix SEC NewsKohlberg Kravis Roberts & Co is moving closer to gaining its long-sought New York Stock Exchange listing, with a filing expected as early as Tuesday which should detail compensation for top executives at the private equity firm, a source familiar with the situation said.Read full story
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